Why are Investment Advisers Reluctant to Enter the US?
It is not that the applicable laws in the US are so much more onerous than those found in other jurisdictions. In fact, in many instances...
Asset Managers Swept into the Systemic Risk Vortex
Possibly one of the most important post-Dodd-Frank reports impacting asset managers was released this week by the Office of Financial...
Update on Broker-Dealer Issues for Alternative Advisers
On April 2013, the Chief Counsel of the SEC’s Division of Trading and Markets, David Blass, caused a stir with a speech questioning when...